Sustainable Initiatives
What criteria to use?
It is rare for national level development planning to be done around making
the country sustainable. Where it is done, it makes a difference. Sadly not
many countries are being facilitated to do planning for sustainable
development by the local leadership or the donor community. Rather there
are disjointed projects based on thematic ideas that may or may not fit with
local national development strategy and plans.
Making a development project sustainable is impossible unless the country has
some level of sustainability itself, which is not really true in any of the very
poor “south”. For a development project to be sustainable it needs to be value
adding, and it needs to be providing benefits that have value that exceeds the
cost. Where development projects are funded by loans, a project must be
very valuable in order to be able to service the debt.
There has not been enough arguing about how to make projects sustainable
and value adding ... and rather too much of facilitating approval of loans for
financing by fudging the numbers. Where I have been involved with project
supervision it is too much evident that the project planning and appraisal was
serious flawed, and therefore could not be sustainable. This needs to be fixed
so that poor countries get valuable projects funded, and not value destroying
boondoggles.
Multi-sector dynamics
By moving from donor centric development to community centric
development, the performance of the relief and development sector can be
improved substantially. A community centric development focus is a better
way to approach development. It puts community needs as the priority and
power into the hands of local people.
In a community there are usually a number of different sectors at various
stages of development. Some sectors have potential, others do not. Some
sectors are needed to support other sectors ... development of one sector is a
prerequisite to success in another sector. It is not rocket science, but simply
advanced common sense. Planning should take into consideration the
considerable interplay and linkages between the sectors. A key sector that is
non-performing can be a severe constraint on the overall success of the
community.
There are many sectors involved in a successful community development,
these include: (1) Agriculture (2) Manufacturing; (3) Infrastructure; (4)
Construction; (5) Education; (6) Health; (7) Water; (8) Sanitation (10)
Transport; (11) Wholesale; (12) Retail; (13) Banking (14) Religion (15)
Administration; (16) Services.
Infrastructure includes (1) Roads and bridges (2) Electricity (3)
Communications (including Internet access) (4) Housing; (5) Public
buildings.
FAO fisheries community development project in Shenge
The FAO fisheries community development project in Shenge, Sierra Leone is
one of my favorite projects ... it is multi-sector and was implemented with
continuous performance improvement for the community, and would have
created durable value for the community if the country itself had been able to
maintain its socio-economic viability. This project worked on the basis of
doing what is best for the community ... using scarce resources in the best
possible way, and the results were remarkable.
Linkages
There are more or less important linkages between people, communities,
organizations, projects, sectors and functions
It is said that “All politics is local” and I like to say the “All life is local”.
Quality of life is something that is determined as much as anything by what
goes on in our own community. What goes on at any distance from my
community may be interesting, and may have an indirect impact, but is
nowhere as near as important as what goes on in my community.
And within the community, my family is far and away the most important. To
the extent that people are interested in far away places, it is often because a
family member is there.
Organizations have a role in society, but it is an artificial role, or a role that is
needed for efficiency, rather than being something of inherent importance to
society.
Sectors also are a somewhat artificial construct. They serve to help organize
thinking and the specialized expertise needed in that area of socio-economic
activity.
Within a community, an organization and a sector there are a number of
common functions. Functions are the activities that are needed in a
community, organization or sector that have common characteristics.
Accounting for example is a function that exists in communities,
organizations and sectors. Marketing is a function. Transport is a function, as
well as being a sector. Thus, an ambulance is part of the transport function in
the health sector. The success of relief and development and socio-economic
progress depends on how all of this comes together.
Do as much organizing as possible but only do what is essential. Do what is
easy, and do not waste time and money trying to do things that cannot be
done reasonably easily. Move on to the next stage, and come back later to do
more organizing.
The process needs to be iterative. In the organize stage, identify who or what
organization is doing things and where the resources are going to come from.
Planning with a community focus
A community focus results in a very different dynamic for development than
what has prevailed in the past. When planning is community centric, the
priorities are much more likely to be of socio-economic value to the
community. Plans that originate in the community have the possibility of
“ownership” by the community, and there is a strong correlation between
what is priority and what is done. Plans with community focus can be simple
and understandable, and at the same time can be totally suitable for the
community. Small is efficient and allows for the optimization of plans within a
community without the compromise inherent in super-scale projects intended
to satisfy everyone, and ending up satisfying no-one.
The FAO Project in Shenge, Sierra Leone
I had the good fortune to do the evaluation of a wonderful FAO project in Shenge,
Sierre Leone some years ago (around 1989 I think). This project used its rather
limited resources and created community benefit that was perhaps as much as 100
times more than was anticipated for the project. How was this achieved? Two very
competent Chief Technical Officers (CTOs) controlled the money and used it to do
what would deliver a lot of value in the community ... and people paid for it.
Economics 101 says, if I remember well, that price is determined by supply and
demand. If you offer something that has a good value, people will pay for it, if they
possibly can. So everything done by the project had a price, and to the extent that it
was valuable people paid for it.
The project had a valuable inventory of spare parts for fishing boats and outboard
motors, and fishing gear. These were not given away, but sold at the local market
prices with the money flowing back into the project. The project bought more
inventory, and expanded to have a fuel store with a substantial inventory. The
fisherfolk went fishing much more rather than having to spend valuable time hunting
for fuel, gear and spare parts. The project trained a mechanic to fix outboard motors,
and in turn this mechanic started to train other young men to be mechanics. His salary
was paid for by small fees paid by the students, and all of them (teacher and students)
made money being paid to service the outboard motors in the community.
The same dynamic took place in the fish smoking area. The project was meant to
teach six local women about fish smoking, but an initial six had expanded into a
group of 60 who were learning new skills and applying them in the market, and
prospering. More fish were being caught. More fish were being processed for the
market. The community was on its way.
But the community needed to expand its horizon. The road was impassable in the wet
season, and the government was not maintaining the road. The government had a
road crew in the area, but not paid all the time and never with any material for
repairs. Courtesy of the project resources, some modest amount of gravel and cement
was obtained, culverts were installed and the road was made functional. The
fisherfolk and traders later paid back the project.
What else could the project do? The IDA school built some years before and idle for
years because of government budget constraints had great facilities, but no operating
funds. The project started to run evening courses at the school using the facilities
including electric generators, carpentry and metal working shops, sewing equipment,
etc. with people in the village learning and earning at the same time, and the project
being paid so that the project could pay ... and never have to stop.
Central Planning
Central planning ... Gosplan, as it was known in the Soviet Union ... is a
system that makes decisions and allocates resources based on what the
government thinks. A community focus puts the community first, and it is the
community that drives the allocation of resources and the priorities for socioeconomic
development. In the past and at the present most relief and
development resources are sourced and controlled within governments and
public sector institutions including the World Bank and UN and by donors.
All the planning is essentially a high level academic or theoretical exercise
with little or no contact with the community where people live and activities
are going to make a difference.
The component stages of a community planning the same as for an
organization or a project and are: (1) Get facts; (2) Plan; (3) Organize; (4)
Implement; (5) Measure; (6) Feedback; and, (7) Adjustments.
People in the community may not be academic. Some who know the most
may not be literate, but that does not mean they do not know their
community. In practical terms, they will know a lot more about the facts of
their community than outsiders. They may have plans to make things better
but not the resources, and they may have a rather limited appreciation of what
is truly possible.
Sustainable organizations
While development project sustainability is important for relief and
development sector success, it is less important in practical terms than the
sustainability of the various organizations. Organizational sustainability is
what pays salaries and keeps people employed, and though rarely articulated
as the top priority of the organization, in fact it is.
Organizations rarely measure their performance in terms of how well they are
delivering relief and development value to beneficiaries, but rather how the
organization is faring in terms of its size, its income and the number of its
staff. If these metrics are getting bigger, the organization considers itself to be
doing well. This is organizational sustainability and has little to do with relief
and development sector performance.
Removing critical constraints
Financial resources are usually a dominant constraint. Lack of cash money is
aggravated by the lack of banking and financial services that can be of help in
the community situation. Local self help groups can help a bit, but their
resources are limited. Helping to access financial resources, even in quite
modest amounts, can be a great help in catalyzing progress.
Infrastructure is another likely area of constraint. How does the village get its
produce to market when the roads are absolutely impassable in the rain?
Where does the village get water? What about shelter, and schools and
clinics? What about electricity, and telephone and Internet? Most poor
communities in the “south” are constrained by deficits in most of these things.
People are a resource and a constraint. How can they be mobilized in a way
that enables them to be of maximum value to themselves and to the
community? When a family can feed itself it is not a burden on the
community, but when it cannot, then there is a problem. People within the
community can help each other up to a point and share, but can never share
when there is nothing to share. A family should normally be able to earn a
surplus over its consumption, but this does not happen when there is drought
and famine, nor does it happen when there are epidemics of sickness. When
there are both, the community has a problem, and a lot of assistance becomes
necessary. If there is no assistance, which is the normal situation, then there is
premature death ... first the vulnerable children and old people, then the
others. When the situation is dire, the people in a community will try to
migrate to more favorable conditions, but it is often too little and too late.
AIDS and malnutrition are making people more and more a burden on the
community and are stretching communities beyond the breaking point. This is
humanitarian emergency and crisis, and needs to be addressed as such.
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